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Self-regulatory organization
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251	International Securities Exchange Proposal for Regulatory Reform for the U.S. Financial Markets March 2009 Add to Reading List Source URL: www.ise.com Language: English - Date: 2013-02-04 10:58:26 Financial regulation United States securities law Financial services Self-regulatory organization U.S. Securities and Exchange Commission Securities Exchange Act Commodity Futures Modernization Act Commodity Futures Trading Commission Securities regulation in the United States Financial economics Finance Investment
252	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 2, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-03 08:50:47 Financial system Securities Exchange Act Business U.S. Securities and Exchange Commission Self-regulatory organization Selling away Mary Schapiro United States securities law Financial Industry Regulatory Authority Financial regulation
253	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 16, 2014 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-17 07:24:39 Financial system U.S. Securities and Exchange Commission Self-regulatory organization Registered representative Securities Exchange Act Finance Selling away United States securities law Financial Industry Regulatory Authority Financial regulation
254	SECURITIES AND EXCHANGE COMMISSION Washington D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 26, 2014 Admin. Proc. File No[removed]In the Matter of the Application of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-26 17:34:38 Finance Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer Self-regulatory organization Registered representative General Securities Representative Exam United States securities law Financial economics Financial system
255	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-17 11:36:52 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
256	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-27 15:16:05 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
257	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-09 09:36:03 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
258	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 20, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Byla Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-21 09:48:16 Securities Exchange Act New York Stock Exchange Self-regulatory organization U.S. Securities and Exchange Commission IntercontinentalExchange Economy of the United States United States Financial regulation NYSE Euronext United States securities law United States Securities and Exchange Commission 73rd United States Congress
259	[removed]Federal Register / Vol. 79, No[removed]Friday, November 28, [removed]Notices need a reasonable accommodation to participate in these public meetings, or Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-11-28 11:41:07 Corporate taxation in the United States Limited liability company Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission New York Stock Exchange Financial regulation Economy of the United States United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
260	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-12 11:31:04 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada

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